新用戶掃碼下載
掃碼下載APP
及時接收最新考試資訊及
備考信息
薩班斯法案（2002）Sec.1105.(1)
SEC.1105.AUTHORITY OF THE COMMISSION TO PROHIBIT PERSONS FROM SERVING AS OFFICERS OR DIRECTORS.
(a)SECURITIES EXCHANGE ACT OF 1934."Section 21C of the Securities Exchange Act of 1934(15 U.S.C.78u-3)is amended by adding at the end the following:
"(f)AUTHORITY OF THE COMMISSION TO PROHIBIT PERSONS FROM SERVING AS OFFICERS OR DIRECTORS."In any cease-and-desist proceeding under subsection(a),the Commission may issue an order to prohibit,conditionally or unconditionally,and permanently or for such period of time as it shall determine,any person who has violated section 10(b)or the rules or regulations thereunder,from acting as an officer or director of any issuer that has a class of securities registered pursuant to section 12,or that is required to file reports pursuant to section 15(d),if the conduct of that person demonstrates unfitness to serve as an officer or director of any such issuer.".
【我要糾錯】 責(zé)任編輯：xyz
推薦閱讀
限時免費資料
-
思維導(dǎo)圖
-
學(xué)習(xí)計劃
-
科目特點
-
報考指南
-
歷年樣卷
-
財會英語
新用戶掃碼下載
京公網(wǎng)安備 11010802044457號